SEC Filings

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
Prospectus 424B3 11/20/2018
Registration Statement POS AM 11/13/2018
13-D SC 13D/A 11/6/2018
8-K 8-K 11/2/2018 11/1/2018
Abstract: 8-K filed by PennyMac Financial Services (PFSI) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
10-Q 10-Q 11/2/2018 9/30/2018
8-K 8-K 11/1/2018 11/1/2018
Abstract: 8-K filed by PennyMac Financial Services (PFSI) covering Entry into a Material Definitive Agreement; Completion of Acquisition or Disposition of Assets; Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Material Modification to Rights of Security Holders; Changes in Control of Registrant; Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; and Financial Statements and Exhibits.
8-K 8-K12B 11/1/2018 10/31/2018
Abstract: 8-K filed by PennyMac Financial Services (PFSI) covering Entry into a Material Definitive Agreement; Completion of Acquisition or Disposition of Assets; Material Modification to Rights of Security Holders; Changes in Control of Registrant; Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; and Financial Statements and Exhibits.
Registration Statement S-8 POS 11/1/2018
Registration Statement S-8 POS 11/1/2018
Deregistration of Securities 25-NSE 11/1/2018
8-K 8-K 10/31/2018 10/29/2018
Abstract: 8-K filed by PennyMac Financial Services (PFSI) covering Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; and Financial Statements and Exhibits.
Registration Statement POS AM 10/30/2018
8-K 8-K 10/25/2018 10/24/2018
Abstract: 8-K filed by PennyMac Financial Services (PFSI) covering Submission of Matters to a Vote of Security Holder.
8-K 8-K 10/3/2018 9/28/2018
Abstract: 8-K filed by PennyMac Financial Services (PFSI) covering Entry into a Material Definitive Agreement and Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
Proxy DEFM14A 9/18/2018
Prospectus 424B3 9/18/2018
8-K 8-K 9/12/2018 9/12/2018
Abstract: Registrant reported that it will present at the Barclays Global Financial Services Conference in New York on Sept. 13 and participate in meetings on Sept. 12 in connection with the conference. The presentation was included by exhibit.
Prospectus 425 9/12/2018
Registration Statement S-4/A 9/12/2018
Abstract: Registrant filed amendment No. 1 to its registration statement to file additional information in connection with its offer for up to 79,213,553 shares of common stock in connection with its proposed reorganization.
8-K 8-K 8/29/2018 8/24/2018
Abstract: 8-K filed by PennyMac Financial Services (PFSI) covering Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; and Financial Statements and Exhibits.

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